Below are links to disclosures and material related to each indicated state’s privacy laws, including contact information so you can ask any questions you have.



North Dakota


Multiple States

    • Insurance disclosures

For Insurance Customers in AZ, CA, CT, GA, IL, ME, MA, MN, MT, NV, NJ, NC, OH, OR, and VA.  “Personal information” means any individually identifiable information gathered in connection with an insurance transaction.  We collect personal information from persons other than the individual proposed for coverage, including health information  We disclose your information in the following circumstances: with your consent;  to third parties where necessary to determine your eligibility for insurance benefits, process claims, detect fraud or nondisclosure; to insurance regulatory authorities; to law enforcement or other governmental authorities to protect our interests and to prevent fraud; to our service providers who process and maintain your account and coverages; as otherwise permitted by law; in response to a facially valid administrative or judicial order; for the purpose of conducting actuarial or research studies; to a person whose only use of the information will be in connection with the marketing of a product or service (if you have not opted out of this sharing); to an affiliate whose only use of the information will be in connection with an audit of the insurance institution or agent or the marketing of an insurance product or service; to a group policyholder for the purpose of reporting claims experience or conducting an audit of the insurance institution’s services.  You have the right to access, correct, amend or delete personal information that we have recorded about you.  In the event of an adverse underwriting decision, you have the right to submit a written request for the reason(s) for the adverse decision.  To exercise these rights, please submit a written request to us at Please do not send us your account number via e-mail.

    • Information related to Benjamin F. Edwards & Co. or Benjamin F. Edwards Wealth Management, LLC sharing of your information with nonaffiliated third parties, and how you can limit.

For Brokerage Customers in CA, ID, NJ, ND and VT and Investment Advisory Customers in AL, AZ, AR, CA, CO, CT, DE, FL, GA, HI, ID, IN, IA, KY, LA, MD, MA, MN, MS, MO, MT, NE, NH, NJ, NM, NC, OK, OR, PA, RI, SC, SD, TN, UT, VT, VA, WA, and WI.  We do not share your information with nonaffiliated third parties as described in this notice except with your consent or as otherwise permitted by law.  You may provide or withdraw your consent at any time.  Please call (855) 382-1600 for more information or send us an e-mail at  Please do not send us your account number via e-mail.

Also, refer to the firms’ Privacy Notice for more information on nonaffiliated third parties –