A wealth of experience.

Aligned to your success.

With more than a century of experience, we bring principled and practical knowledge to the goal of helping advisors and their clients flourish.

  • Terri Frigerio
    Terri Frigerio

    Vice President, Corporate Project Manager

  • Susan Frigerio
    Susan Frigerio

    Senior Vice President, Senior Business Operations Manager

  • Daniel (Dan) Gilligan
    Daniel Gilligan

    Associate Vice President, Central Supervision Unit Manager

  • James Goldwasser
    James Goldwasser

    Continuing Education Coordinator

  • Terra Gordon
    Terra Gordon

    Associate Vice President, Trading Services Specialist

  • Leslie Greco-Pool
    Leslie Greco-Pool

    Senior Vice President, Texas Market Manager

  • Abel Green
    Abel Green

    Advisory Services Specialist

  • Axayacatl Guerra-Mojarro

    Compliance Associate – Sales & Supervisory

  • Angie Hanneken
    Angie Hannekin

    Associate Vice President, Senior Business Partner, Human Resources – People & Talent Solutions

  • Justin Harder
    Justin Harder

    Associate Vice President – Application Engineering Team Lead

  • Craig Harrison
    Craig Harrison

    Senior Vice President & Manager, Sr. Registration Manager

  • Josh Hayes
    Josh Hayes

    Vice President, National Branch Development