A wealth of experience.

Aligned to your success.

With more than a century of experience, we bring principled and practical knowledge to the goal of helping advisors and their clients flourish.

  • Josh Erni
    Josh Erni

    Associate Vice President – Sales Practice Manager

  • Jennifer Espinoza

    Associate Vice President, Branch Supervision Specialist

  • Katrina Flacke

    Compliance Associate

  • Sarah Flynn
    Sarah Flynn

    Vice President & Manager, Human Resources

  • Charlotte Foley
    Charlotte Foley

    Associate Vice President and Team Leader, Concierge Service

  • Chris Foster

    Branch Supervision Specialist

  • Nick Frigerio
    Nick Frigerio

    Senior Vice President, Manager, Planning Applications

  • Terri Frigerio
    Terri Frigerio

    Vice President, Corporate Project Manager

  • Susan Frigerio
    Susan Frigerio

    Senior Vice President, Senior Business Operations Manager

  • Daniel (Dan) Gilligan
    Daniel Gilligan

    Associate Vice President – Branch Supervision Specialist

  • James Goldwasser
    James Goldwasser

    Continuing Education Coordinator

  • Terra Gordon
    Terra Gordon

    Associate Vice President, Trading Services Specialist