A wealth of experience.

Aligned to your success.

With more than a century of experience, we bring principled and practical knowledge to the goal of helping advisors and their clients flourish.

  • Mike Cullen

    Vice President and Surveillance Manager, Compliance

  • Dawn Danforth
    Dawn Danforth

    Accounts Payable Specialist

  • Robert Daniel
    Robert Daniel

    Vice President, Branch Supervision Specialist

  • Brian Davis
    Brian Davis

    Associate Vice President, Technology Engineer

  • Emily Desloge
    Emily Desloge

    Senior Advisor Programs & Strategy Manager

  • Tristan Detzel
    Tristan Detzel, CFA CFA®

    Vice President, Advisory Portfolios Investment Strategist Manager

  • Gina Dickerson
    Gina Dickerson

    Vice President – Succession Planning Administrator

  • Rob Donaldson
    Rob Donaldson

    Associate Vice President, Corporate Communications Creative Manager

  • Brittany Duncan
    Brittany Duncan

    Regulatory & Oversight Coordinator

  • Brittney Duwe

    Financial Advisor Payroll Specialist

  • Anne Ecker
    Anne Ecker

    Technology Services Specialist

  • Tad Edwards
    Tad Edwards

    Chairman, CEO and President