A wealth of experience.

Aligned to your success.

With more than a century of experience, we bring principled and practical knowledge to the goal of helping advisors and their clients flourish.

  • Marc Kessler
    Marc Kessler

    Senior Vice President, Regulatory Exams/Internal Testing

  • Monica Keziah
    Monica Keziah

    Client Workflow Specialist

  • Brian Kloustermeyer
    Brian Kloustermeyer

    Branch Supervision Asasociate

  • Lori Kniepmann
    Lori Kniepmann

    Senior Vice President and Manager Payroll

  • Caroline Koeneker
    Caroline Koeneker

    Executive Assistant

  • Zak Komoromi
    Zak Komoromi

    Senior Technology Services Specialist

  • Jack Kraft
    Jack Kraft

    Vice President, Investment Strategist

  • Justin Kutz
    Justin Kutz

    Senior Accountant

  • Greg L’Hommedieu
    Greg L'Hommedieu

    Data Analyst

  • Alex Lam
    Alex Lam

    Vice President, Technology Services Team Lead

  • Kim S. Landry
    Kim Landry

    Senior Vice President and Manager, Advisor Development and Growth

  • Nina Law
    Nina Law

    Vice President & Registered Senior Trade Services Specialist