A wealth of experience.

Aligned to your success.

With more than a century of experience, we bring principled and practical knowledge to the goal of helping advisors and their clients flourish.

  • Johnny Chen
    Johnny Chen

    Associate Vice President, Senior Technology Services Specialist

  • Kim Church
    Kim Church

    Vice President, Team Lead, Branch Training & Development

  • Diane Cipriano
    Diane Cipriano

    Associate Vice President – Compliance Surveillance Specialist

  • David Clay
    David Clay

    Fixed Income Trader

  • Candi Coleman
    Candi Coleman

    Associate Vice President, Branch Training & Development Administrator

  • Elaine Conway
    Elaine Conway

    Senior Vice President, Manager, Corporate Communications

  • Bernice Crenshaw
    Bernice Crenshaw

    Receptionist

  • Scott Critchfield
    Scott Critchfield

    Senior Vice President & Manager, Advisor Development & Succession

  • Dan Crouse
    Dan Crouse

    Technology Services Specialist

  • Mike Cullen

    Vice President and Surveillance Manager, Compliance

  • Dawn Danforth
    Dawn Danforth

    Accounts Payable Specialist

  • Robert Daniel
    Robert Daniel

    Vice President, Branch Supervision Specialist