Lockwood Investment Strategies (LIS) is a discretionary, multi-discipline unified managed account product housed in a single account with five core models. The five models span the risk/return spectrum, from current income to growth, within the context of a diversified portfolio.If appropriate, a client may also choose from four additional models that include exposure to non-traditional asset classes. Benjamin F. Edwards & Co. serves as sponsor of the program which offers LIS, and Lockwood Advisors, Inc. (Lockwood) serves as the portfolio manager.As portfolio manager, Lockwood determines the asset allocation strategy and selects both sub-advisers and/or specific investment vehicles for each investment-style component based on the firm’s proprietary modeling strategies, as well as its macroeconomic outlook and investment discipline.
These models may consist of individual securities, mutual funds, exchange-traded funds, exchange-traded notes and other securities as determined by Lockwood at its sole discretion.
Lockwood Advisors, Inc. is an SEC Registered Investment Adviser and affiliate of Pershing LLC, both are subsidiaries of The Bank of New York Mellon Corporation. Pershing LLC, member FINRA, NYSE, SIPC.