A wealth of experience.

Aligned to your success.

With more than a century of experience, we bring principled and practical knowledge to the goal of helping advisors and their clients flourish.

  • Charlie Schwartz
    Charlie Schwartz

    Senior Vice President, Advisor Development

  • Chris Foster

    Branch Supervision Specialist

  • Christie Lively Phelan

    Associate Vice President – Client Workflow Team Lead

  • Courtney O’Dell
    Courtney O'dell O'dell

    Associate Vice President – Senior Business Analyst

  • Craig Harrison
    Craig Harrison Harrison

    Senior Vice President & Manager, Sr. Registration Manager

  • Daniel (Dan) Gilligan
    Daniel Gilligan

    Associate Vice President – Branch Supervision Specialist

  • Danielle Papproth
    Danielle Papproth

    Branch Transition Specialist

  • Dan Miller
    Dan Miller

    Associate Vice President – Advisory Practice Consultant

  • David Hanson, CFP®
    David Hanson

    Senior Vice President – Regional Director

  • Diane Cipriano
    Diane Cipriano Cipriano

    Associate Vice President – Compliance Surveillance Specialist

  • Don McBride
    Don McBride

    Senior Vice President, Senior Counsel

  • Doug Rubenstein
    Doug D. Rubenstein

    Executive Vice President – Senior Advisor to the Chairman