A wealth of experience.

Aligned to your success.

With more than a century of experience, we bring principled and practical knowledge to the goal of helping advisors and their clients flourish.

  • Charlie Schwartz
    Charlie Schwartz

    Senior Vice President, Advisor Development

  • Scott Schwesig

    Associate Vice President, Branch Supervision Specialist

  • Shelly Seals

    Vice President – Trading Regulation Supervision Manager

  • Alana Seamon
    Alana Seamon

    Associate Vice President, Internal Branch Development Coordinator

  • Maggie Shank
    Maggie Shank

    Associate Vice President, Transition Relationship Coordinator

  • Megan Shroff
    Megan Shroff

    Planning Applications Associate

  • Daniel Singer
    Daniel Singer

    Associate Vice President, Senior Accountant

  • Diane Singler
    Diane Singler

    Associate Vice President, Senior Client Operations Specialist

  • Dani Smith
    Dani Smith

    Technology Engineer

  • Sudha Smith
    Sudha Smith

    Senior Human Resources – Total Rewards Specialist

  • Savannah Sneed
    Savannah Sneed

    Talent Acquisition Specialist, Human Resources – Total Rewards

  • Molly Stephenson

    Associate Vice President, Succession Planning Consultant