Important Disclosures
We believe it is important that our clients fully understand our business relationships and how they may affect the way our products and services are provided; therefore, the following documents are provided for review:
- Regulation Best Interest Disclosures
- Benjamin F. Edwards Relationship Summary Disclosure
- DOL Fiduciary Acknowledgement Disclosures
- Comparing Brokerage and Advisory Accounts
- Investment Advisory Program Disclosures
- Revenue Sharing Disclosure
- Insured Deposit Program Terms & Conditions
- Cash Sweep Program Disclosure
- ERISA Disclosures
- Qualified Plans Rollover Considerations
- Financial Planning and Account Monitoring
- Product Charges and Expenses
- Complex Products
- Characteristics and Risks of Closed-End Funds
- Client Fees
- Equity and Option Commission Schedule
- Fixed Income Transaction Fee Schedule
- Margin Accounts
- Business Continuity
- MSRB Investor Brochure Disclosure
- Member SIPC